SEC Form 4 · accession 0001562180-17-003675

BEACON ROOFING SUPPLY INC · BECN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).

Reporting owner

Officer — EVP & CFO

Period of report

Nov 21, 2017

Accepted (ET)

Nov 24, 2017 · 4:07 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001124941

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock, $0.01 par value^F1	Nov 21, 2017	A	7,472	$0.00	A	10,781	D
Common Stock, $0.01 par value	Nov 21, 2017	F	3,309	$58.98	D	7,472	D
Common Stock, $0.01 par value^F2	Nov 21, 2017	M	3,492	$0.00	A	10,964	D
Common Stock, $0.01 par value	Nov 21, 2017	F	1,156	$58.98	D	9,808	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units (RSUs)^F3,F2	—	Nov 21, 2017	M	3,492	D	—	—	Common Stock, $0.01 par value	3,492	0	D
Restricted Stock Units (RSUs)^F3,F4	—	Nov 21, 2017	A	11,371	A	—	—	Common Stock, $0.01 par value	11,371	11,371	D

F1Represents shares issued upon settlement of restricted stock units (RSUs) on satisfaction of performance criteria.
F2On November 21, 2014, the reporting individual was granted restricted stock units which vested and settled on the third anniversary of the grant date.
F3Restricted stock units convert into common stock on a one for one basis.
F4Represents restricted stock units vested on satisfaction of performance criteria. These units are still subject to time based vesting and will settle on December 23, 2018.