SEC Form 4 · accession 0001562180-17-003673
BEACON ROOFING SUPPLY INC · BECN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert R Buck
Officer — Chairman · Director
Period of report
Nov 21, 2017
Accepted (ET)
Nov 24, 2017 · 4:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001124941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par valueF1 | Nov 21, 2017 | A | 4,700 | $0.00 | A | 37,044 | D | |
| Common Stock, $0.01 par value | Nov 21, 2017 | F | 1,286 | $58.98 | D | 35,758 | D | |
| Common Stock, $0.01 par valueF2 | Nov 21, 2017 | M | 2,196 | $0.00 | A | 37,954 | D | |
| Common Stock, $0.01 par value | Nov 21, 2017 | F | 601 | $58.98 | D | 37,353 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (RSUs)F3,F2 | — | Nov 21, 2017 | M | 2,196 | D | — | — | Common Stock, $0.01 par value | 2,196 | 0 | D |
| Restricted Stock Units (RSUs)F3,F4 | — | Nov 21, 2017 | A | 6,387 | A | — | — | Common Stock, $0.01 par value | 6,387 | 6,387 | D |
Explanation of responses
- F1Represents shares issued upon settlement of restricted stock units (RSUs) on satisfaction of performance criteria.
- F2On November 21, 2014, the reporting individual was granted restricted stock units which vested and settled on the third anniversary of the grant date.
- F3Restricted stock units convert into common stock on a one for one basis.
- F4Represents restricted stock units vested on satisfaction of performance criteria. These units are still subject to time based vesting and will settle on December 23, 2018.