SEC Form 4 · accession 0001562180-17-001957
BEACON ROOFING SUPPLY INC · BECN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ross D Cooper
Officer — EVP & General Counsel
Period of report
May 13, 2017
Accepted (ET)
May 16, 2017 · 4:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001124941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par valueF1 | May 13, 2017 | M | 3,194 | — | A | 3,831 | D | |
| Common Stock, $0.01 par value | May 13, 2017 | F | 1,053 | $49.00 | D | 2,778 | D | |
| Common Stock, $0.01 par value | holding | — | — | — | 1,531 | I | by 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (RSUs)F1,F2 | — | May 13, 2017 | M | 3,194 | D | — | — | Common Stock, $0.01 par value | 3,194 | 0 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one for one basis.
- F2On May 13, 2015, the reporting individual was granted restricted stock units which vested on the second anniversary of the grant date.