SEC Form 4 · accession 0001179110-16-032105
BEACON ROOFING SUPPLY INC · BECN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph M Nowicki
Officer — EVP & CFO
Period of report
Nov 22, 2016
Accepted (ET)
Nov 23, 2016 · 9:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001124941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par valueF1 | Nov 22, 2016 | M | 1,749 | — | A | 1,749 | D | |
| Common Stock, $0.01 par value | Nov 22, 2016 | F | 579 | $45.36 | D | 1,170 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (RSUs)F1,F2 | — | Nov 22, 2016 | M | 1,749 | D | — | — | Common Stock, $0.01 par value | 1,749 | 0 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one for one basis.
- F2On November 22, 2013, the reporting individual was granted restricted stock units which vested on the third anniversary of the grant date.