SEC Form 4 · accession 0001179110-16-031962
BEACON ROOFING SUPPLY INC · BECN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Isabella
Officer — President & CEO · Director
Period of report
Nov 18, 2016
Accepted (ET)
Nov 22, 2016 · 5:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001124941
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $47.40 | Nov 18, 2016 | A | 35,186 | A | — | Nov 18, 2026 | Common Stock, $0.01 par value | 35,186 | 35,186 | D |
| Restricted Stock Units (RSUs)F2,F3 | — | Nov 18, 2016 | A | 10,549 | A | — | — | Common Stock, $0.01 par value | 10,549 | 10,549 | D |
Explanation of responses
- F1The stock options are scheduled to vest in three (3) annual installments beginning on the first anniversary of the grant date.
- F2Each restricted stock unit represents a contingent right to receive one (1) share of BECN common stock.
- F3The restricted stock units are scheduled to vest on the third anniversary of the grant date.