SEC Form 4 · accession 0001179110-16-029098
BEACON ROOFING SUPPLY INC · BECN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Isabella
Officer — President & CEO · Director
Period of report
Aug 26, 2016
Accepted (ET)
Aug 29, 2016 · 6:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001124941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, $0.01 par value | Aug 26, 2016 | M | 45,000 | $8.04 | A | 155,414 | D | |
| Common stock, $0.01 par valueF1 | Aug 26, 2016 | S | 9,944 | $46.47 | D | 145,470 | D | |
| Common stock, $0.01 par valueF2 | Aug 26, 2016 | S | 35,056 | $46.27 | D | 110,414 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option (right to buy)F3 | $8.04 | Aug 26, 2016 | M | 45,000 | D | — | Nov 19, 2017 | Common stock, $0.01 par value | 45,000 | 0 | D |
Explanation of responses
- F1The sales price represents a weighted-average sales price. Sales were made at prices ranging from $46.40 to $46.69. The undersigned undertakes to provide to the staff of the Securities and Exchange Commission, the issuer and any security holder of the issuer upon request, the number of shares sold at each separate price.
- F2The sales price represents a weighted-average sales price. Sales were made at prices ranging from $46.25 to $46.33. The undersigned undertakes to provide to the staff of the Securities and Exchange Commission, the issuer and any security holder of the issuer upon request, the number of shares sold at each separate price.
- F3The options were fully vested and exercisable as of 11/19/2010