SEC Form 4 · accession 0001179110-16-027608
BEACON ROOFING SUPPLY INC · BECN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ross D Cooper
Officer — Executive Vice President, GC
Period of report
Jul 7, 2016
Accepted (ET)
Jul 11, 2016 · 7:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001124941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, $0.01 par value | Jul 7, 2016 | M | 1,549 | $15.47 | A | 5,255 | D | |
| Common stock, $0.01 par value | Jul 7, 2016 | S | 1,549 | $47.50 | D | 3,706 | D | |
| Common stock, $0.01 par value | Jul 7, 2016 | M | 3,148 | $18.72 | A | 6,854 | D | |
| Common stock, $0.01 par value | Jul 7, 2016 | S | 3,148 | $47.50 | D | 3,706 | D | |
| Common stock, $0.01 par value | Jul 7, 2016 | S | 3,706 | $47.50 | D | 0 | D | |
| Common stock, $0.01 par value | holding | — | — | — | 1,531 | I | by 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option (right to buy)F2 | $15.47 | Jul 7, 2016 | M | 1,549 | D | — | Nov 16, 2020 | Common stock, $0.01 par value | 1,549 | 0 | D |
| Stock option (right to buy)F3 | $18.72 | Jul 7, 2016 | M | 3,148 | D | — | Nov 18, 2021 | Common stock, $0.01 par value | 3,148 | 0 | D |
Explanation of responses
- F1This sale was made pursuant to a 10b5-1 plan
- F2The option was fully vested and exercisable as of 11/16/2013
- F3The option was fully vested and exercisable as of 11/18/2014