SEC Form 4 · accession 0001179110-15-016721
BEACON ROOFING SUPPLY INC · BECN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James J Gaffney
Director
Period of report
Dec 23, 2015
Accepted (ET)
Dec 28, 2015 · 2:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001124941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, $.01 par value | Dec 23, 2015 | M | 11,250 | $24.38 | A | 11,250 | D | |
| Common stock, $.01 par valueF1 | Dec 23, 2015 | S | 3,148 | $42.08 | D | 8,102 | D | |
| Common stock, $.01 par valueF2 | Dec 24, 2015 | S | 8,102 | $41.972 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $24.38 | Dec 23, 2015 | M | 11,250 | D | Feb 15, 2007 | Feb 15, 2016 | Common Stock, $0.01 par value | 11,250 | 0 | D |
Explanation of responses
- F1The sales price represents a weighted-average sales price. Sales were made at prices ranging from $41.97 to $42.165. The undersigned undertakes to provide to the staff of the Securities and Exchange Commission, the issuer and any security holder of the issuer upon request, the number of shares sold at each separate price.
- F2The sales price represents a weighted-average sales price. Sales were made at prices ranging from $41.95 to $41.995. The undersigned undertakes to provide to the staff of the Securities and Exchange Commission, the issuer and any security holder of the issuer upon request, the number of shares sold at each separate price.