SEC Form 4 · accession 0001179110-15-015390
BEACON ROOFING SUPPLY INC · BECN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph M Nowicki
Officer — EVP & CFO
Period of report
Nov 20, 2015
Accepted (ET)
Nov 24, 2015 · 4:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001124941
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $37.89 | Nov 20, 2015 | A | 9,232 | A | Nov 20, 2016 | Nov 20, 2025 | Common Stock, $.01 par value | 9,232 | 9,232 | D |
| Restricted Stock Unit (RSU)F2,F3 | — | Nov 20, 2015 | A | 2,982 | A | — | — | Common Stock, $.01 par value | 2,982 | 2,982 | D |
Explanation of responses
- F1The stock option is scheduled to vest in three (3) equal annual installments beginning on the first anniversary of the grant date.
- F2Each restricted stock unit represents a contingent right to receive one (1) share of BECN common stock.
- F3The restricted stock units are scheduled to vest on the third anniversary of the grant date.