SEC Form 4 · accession 0001104659-15-082027
UTi WORLDWIDE INC · UTIW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Nov 25, 2015
Accepted (ET)
Nov 30, 2015 · 8:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001124827
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | Nov 25, 2015 | J | 2,101,674 | $6.98 | D | 3,152,511 | I | By P2 Capital Master Fund VIII, LLC |
| Ordinary SharesF1 | holding | — | — | — | 1,775,696 | I | By P2 Capital Master Fund I, L.P. | |
| Ordinary SharesF1 | holding | — | — | — | 1,579,500 | I | By P2 Capital Master Fund V, L.P. | |
| Ordinary SharesF1 | holding | — | — | — | 2,663,833 | I | By P2 Capital Master Fund VI, L.P. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1P2 Capital Partners, LLC (the "Manager"), as the manager of P2 Capital Master Fund I, L.P. ("Fund I"), P2 Capital Master Fund V, L.P. ("Fund V"), P2 Capital Master Fund VI, L.P. ("Fund VI") and P2 Capital Master Fund VIII, LLC ("Fund VIII"), and Claus Moller, as managing member of the Manager, may be deemed to own beneficially the securities that are owned directly by Fund I, Fund V, Fund VI and Fund VIII. Each of the Manager and Mr. Moller disclaims beneficial ownership of such securities for purposes of section 16 of the Exchange Act and for all other purposes, except to the extent of any pecuniary interest therein.
- F2The disposition reported in this Form 4 reflects a distribution of the Issuer's ordinary shares to members of Fund VIII.