SEC Form 4 · accession 0001104659-15-056336
UTi WORLDWIDE INC · UTIW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Jul 28, 2015
Accepted (ET)
Aug 5, 2015 · 1:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001124827
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jul 28, 2015 | P | 437,070 | $8.19 | A | 1,775,696 | I | By P2 Capital Master Fund I, L.P. |
| Common StockF2 | Jul 28, 2015 | P | 437,930 | $8.19 | A | 2,663,833 | I | By P2 Capital Master Fund VI, L.P. |
| Common StockF2 | holding | — | — | — | 1,579,500 | I | By P2 Capital Master Fund V, L.P. | |
| Common StockF1,F2 | holding | — | — | — | 5,254,185 | I | By P2 Capital Master Fund VIII, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The number of ordinary shares of the Issuer reported in this Column 5 as beneficially owned by the Reporting Persons through P2 Capital Master Fund VIII, LLC ("Fund VIII") has been adjusted to reflect transfers of ordinary shares previously held by Fund VIII as to which the Reporting Persons had no pecuniary interest.
- F2P2 Capital Partners, LLC (the "Manager"), as the manager of P2 Capital Master Fund I, L.P. ("Fund I"), P2 Capital Master Fund V, L.P. ("Fund V"), P2 Capital Master Fund VI, L.P. ("Fund VI") and Fund VIII, and Claus Moller, as managing member of the Manager, may be deemed to own beneficially the securities that are owned directly by Fund I, Fund V, Fund VI and Fund VIII. Each of the Manager and Mr. Moller disclaims beneficial ownership of such securities for purposes of section 16 of the Exchange Act and for all other purposes, except to the extent of any pecuniary interest therein.