SEC Form 4 · accession 0001209191-18-059434

NLIGHT, INC. · LASR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Douglas C Carlisle

Director · 10% Owner

Period of report

Nov 16, 2018

Accepted (ET)

Nov 20, 2018 · 4:28 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001124796

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2	Nov 16, 2018	J	2,252,137	—	D	2,252,137	I	By Menlo Ventures IX, L.P.
Common Stock^F1,F2	Nov 16, 2018	J	74,317	—	D	74,317	I	By Menlo Entrepreneurs Fund IX, L.P.
Common Stock^F1,F2	Nov 16, 2018	J	10,689	—	D	10,689	I	By Menlo Entrepreneurs Fund IX-A, L.P.
Common Stock^F1,F2	Nov 16, 2018	J	47,269	—	D	47,268	I	By MMEF IX, L.P.
Common Stock^F1,F2	Nov 16, 2018	J	581,249	—	A	581,249	I	By MV Management IX, L.L.C.
Common Stock^F1,F2	Nov 16, 2018	J	581,249	—	D	0	I	By MV Management IX, L.L.C.
Common Stock^F5	Nov 16, 2018	J	96,928	—	A	99,842	D
Common Stock^F6	Nov 16, 2018	J	14,323	—	A	14,323	I	By Carlisle Family Partnership

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses

F1Represents a pro rata in kind distribution of shares of Common Stock, without consideration, by each of Menlo Ventures IX, L.P., Menlo Entrepreneurs Fund IX, L.P., Menlo Entrepreneurs Fund IX(A), L.P. and MMEF IX, L.P. to their respective limited partners, and their general partner, MV Management IX, L.L.C.
F2MV Management IX, L.L.C. is the general partner of Menlo Ventures IX, L.P., Menlo Entrepreneurs Fund IX, L.P., Menlo Entrepreneurs Fund IX(A), L.P. and MMEF IX, L.P. (collectively, the "Menlo Funds"). MV Management IX, L.L.C. exercises voting and dispositive power over the shares held by each of the Menlo Funds. The Reporting Person disclaims beneficial ownership of the shares reported herein as held by the Menlo Funds and MV Management IX, L.L.C., except to the extent of his proportionate pecuniary interest therein.
F3Represents the receipt of shares of Common Stock by MV Management IX, L.L.C. in the distributions described in greater detail in the footnote above.
F4Represents a pro-rata in-kind distribution of shares of Common Stock by MV Management IX, L.L.C., without consideration, to its members.
F5Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the pro rata in kind distributions of Common Stock of the Issuer by MV Management IX, L.L.C. and MMEF IX, L.P. described in greater detail in the footnotes above.
F6Represents a change in the form of ownership from one form of indirect ownership to another by virtue of the receipt of shares in the pro rata in kind distribution of Common Stock of the Issuer by MV Management IX, L.L.C. described in greater detail in the footnote above. The shares are held by the Carlisle Family Partnership (the "Family Partnership"). The Reporting Person is a general partner of the Family Partnership. The Reporting Person disclaims beneficial ownership of the shares held by the Family Partnership except to the extent of his proportionate pecuniary interest therein.