SEC Form 4 · accession 0001209191-18-059433
NLIGHT, INC. · LASR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
MV MANAGEMENT IX LLC
10% Owner
MENLO VENTURES IX LP
10% Owner
MMEF IX LP
10% Owner
MENLO ENTREPRENEURS FUND IX LP
10% Owner
MENLO ENTREPRENEURS FUND IX A LP
10% Owner
Period of report
Nov 16, 2018
Accepted (ET)
Nov 20, 2018 · 4:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001124796
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 16, 2018 | J | 2,252,137 | — | D | 2,252,137 | I | By Menlo Ventures IX, L.P. |
| Common StockF1,F2 | Nov 16, 2018 | J | 74,317 | — | D | 74,317 | I | By Menlo Entrepreneurs Fund IX, L.P. |
| Common StockF1,F2 | Nov 16, 2018 | J | 10,689 | — | D | 10,689 | I | By Menlo Entrepreneurs Fund IX-A, L.P. |
| Common StockF1,F2 | Nov 16, 2018 | J | 47,269 | — | D | 47,268 | I | By MMEF IX, L.P. |
| Common StockF1,F2 | Nov 16, 2018 | J | 581,249 | — | A | 581,249 | I | By MV Management IX, L.L.C. |
| Common StockF1,F2 | Nov 16, 2018 | J | 581,249 | — | D | 0 | I | By MV Management IX, L.L.C. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a pro rata in kind distribution of shares of Common Stock, without consideration, by each of Menlo Ventures IX, L.P., Menlo Entrepreneurs Fund IX, L.P., Menlo Entrepreneurs Fund IX(A), L.P. and MMEF IX, L.P. to their respective limited partners, and their general partner, MV Management IX, L.L.C.
- F2MV Management IX, L.L.C. is the general partner of Menlo Ventures IX, L.P., Menlo Entrepreneurs Fund IX, L.P., Menlo Entrepreneurs Fund IX(A), L.P. and MMEF IX, L.P. (collectively, the "Menlo Funds"). MV Management IX, L.L.C. exercises voting and dispositive power over the shares held by each of the Menlo Funds. Each of the reporting persons disclaims beneficial ownership of the shares reported herein, except to the extent of its proportionate pecuniary interest therein.
- F3Represents the receipt of shares of Common Stock by MV Management IX, L.L.C. in the distributions described in greater detail in the footnote above.
- F4Represents a pro-rata in-kind distribution of shares of Common Stock by MV Management IX, L.L.C., without consideration, to its members.