SEC Form 4 · accession 0001124796-19-000024
NLIGHT, INC. · LASR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Martinsen
Officer — Chief Technology Officer
Period of report
Mar 1, 2019
Accepted (ET)
Mar 5, 2019 · 7:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001124796
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 1, 2019 | M | 1,000 | $0.75 | A | 13,500 | D | |
| Common StockF1,F2 | Mar 1, 2019 | S | 1,000 | $21.29 | D | 12,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $0.75 | Mar 1, 2019 | M | 1,000 | D | — | Feb 26, 2025 | Common Stock | 1,000 | 9,000 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- F2The reported transaction involves sale transactions from $21.09 to $21.46 per share. The weighted average price per share was $21.29. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares purchased at each separate price.
- F3This option became fully vested and exercisable on February 26, 2016.