SEC Form 4 · accession 0001124796-19-000014
NLIGHT, INC. · LASR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Martinsen
Officer — Chief Technology Officer
Period of report
Feb 1, 2019
Accepted (ET)
Feb 5, 2019 · 7:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001124796
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 1, 2019 | M | 500 | $0.75 | A | 13,000 | D | |
| Common Stock | Feb 1, 2019 | M | 807 | $0.75 | A | 13,807 | D | |
| Common StockF1,F2 | Feb 1, 2019 | S | 1,307 | $19.84 | D | 12,500 | D | |
| Common Stock | Feb 4, 2019 | M | 193 | $0.75 | A | 12,693 | D | |
| Common StockF1 | Feb 4, 2019 | S | 193 | $20.00 | D | 12,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $0.75 | Feb 1, 2019 | M | 500 | D | — | Jun 27, 2025 | Common Stock | 500 | 39,000 | D |
| Stock Option (Right to Buy)F4 | $0.75 | Feb 1, 2019 | M | 807 | D | — | Feb 26, 2015 | Common Stock | 807 | 30,841 | D |
| Stock Option (Right to Buy)F4 | $0.75 | Feb 4, 2019 | M | 193 | D | — | Feb 26, 2015 | Common Stock | 193 | 30,648 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- F2The reported transaction involves sale transactions from $19.30 to $20.0 per share. The weighted average price per share was $19.84. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares purchased at each separate price.
- F3One-fifth of the shares subject to the option vested on June 9, 2016,and one-twentieth of the shares subject to the option vest in quarterly installments thereafter subject to continued service through each such vesting date. In the event of a change in control, as defined in the 2001 Plan, 100% of the then-outstanding shares subject to the option will become vested
- F4This option became fully vested and exercisable on February 26, 2016.