SEC Form 4 · accession 0001124796-18-000045
NLIGHT, INC. · LASR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Martinsen
Officer — Chief Technology Officer
Period of report
Nov 16, 2018
Accepted (ET)
Nov 20, 2018 · 8:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001124796
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 16, 2018 | M | 622 | $0.75 | A | 13,122 | D | |
| Common StockF1 | Nov 16, 2018 | S | 622 | $19.94 | D | 12,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $0.75 | Nov 16, 2018 | M | 622 | D | — | Apr 18, 2025 | Common Stock | 622 | 35,378 | D |
Explanation of responses
- F1The reported transaction involves purchase transactions from $19.01 to $20.59 per share. The weighted average price per share was $19.94. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares purchased at each separate price.
- F2This option became fully vested and exercisable on February 23, 2016.