SEC Form 4 · accession 0001124796-18-000034
NLIGHT, INC. · LASR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Sep 11, 2018
Accepted (ET)
Sep 11, 2018 · 7:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001124796
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 11, 2018 | S | 1,109,417 | $25.44 | D | 4,437,667 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Consists of 4,367,557 shares held of record by Oak Investment Partners X, L.P., and 70,110 shares held of record by Oak X Affiliates Fund, L.P.
- F2Oak Associates X, LLC, or Oak Associates X GP is the general partner of Oak Investment Partners X, LP. Oak X Affiliates, LLC, or Oak X Affiliates GP, is the general partner of Oak X Affiliates Fund, L.P., and the managing members of Oak Associates X GP and Oak X Affiliates GP are Bandel L. Carano, Edward F. Glassmeyer, Frederic W. Harman and Ann H. Lamont. These individuals may be deemed to have shared voting and investment power over the shares held by Oak Investment Partners X, L.P. and Oak X Affiliates Fund, L.P. Each of these individuals disclaims beneficial ownership of such shares and this report shall not be deemed an admission that the Reporting Person or its managing members are the beneficial owner of such securities for Section 16 or any other purpose.