SEC Form 4 · accession 0001104659-18-028731

NLIGHT, INC. · LASR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Apr 30, 2018

Accepted (ET)

Apr 30, 2018 · 6:59 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001124796

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Apr 30, 2018	C	2,629	—	A	2,758	D
Common Stock^{F1,F2,F3,F4,F5}	Apr 30, 2018	C	149,215	—	A	161,224	I	See footnote

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Series C Preferred Stock^F1	—	Apr 30, 2018	C	2,629	D	—	—	Common Stock	2,629	D
Series C Preferred Stock^F5,F1	—	Apr 30, 2018	C	63,332	D	—	—	Common Stock	63,332	I
Series D Preferred Stock^F5,F2	—	Apr 30, 2018	C	34,321	D	—	—	Common Stock	34,321	I
Series E Preferred Stock^F5,F3	—	Apr 30, 2018	C	38,872	D	—	—	Common Stock	38,872	I
Series F Preferred Stock^F5,F4	—	Apr 30, 2018	C	12,690	D	—	—	Common Stock	12,690	I

F1The Series C Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date.
F2The Series D Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date.
F3The Series E Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date.
F4The Series F Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date.
F5Shares held of record by the Osborne 2002 Living Trust, of which David Osborne is the trustee and exercises sole voting and investment power over the shares held thereby.