SEC Form 4 · accession 0001104659-18-028726
NLIGHT, INC. · LASR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Apr 30, 2018
Accepted (ET)
Apr 30, 2018 · 6:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001124796
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3,F4,F5,F1 | Apr 30, 2018 | C | 5,132,015 | — | A | 5,224,341 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series C Preferred StockF1,F2 | — | Apr 30, 2018 | C | 1,478,204 | D | — | — | Common Stock | 1,478,204 | 0 | D |
| Series D Preferred StockF1,F3 | — | Apr 30, 2018 | C | 1,794,454 | D | — | — | Common Stock | 1,794,454 | 0 | D |
| Series E Preferred StockF1,F4 | — | Apr 30, 2018 | C | 401,632 | D | — | — | Common Stock | 401,632 | 0 | D |
| Series F Preferred StockF1,F5 | — | Apr 30, 2018 | C | 1,457,725 | D | — | — | Common Stock | 1,457,725 | 0 | D |
Explanation of responses
- F1All shares held of record by Mohr, Davidow Ventures VI, L.P., as nominee for Mohr, Davidow Ventures VI, L.P., MDV VI Leaders' Fund, L.P., MDV Entrepreneures' Network Fund III (A), L.P., and MDV Entrepreneurs' Network Fund III (B), L.P (collectively, the "MDV Funds"). Sixth MDV Partners, L.L.C. is the general partner of each of the MDV Funds, and Jonathan Feiber and Nancy Schoendorf are managing members of Sixth MDV Partners, L.L.C. Each of Mr. Feiber, Ms. Schoendorf and Sixth MDV Partners, L.L.C. may be deemed to have shared voting and investment power over the shares held by the MDV Funds. Each of Mr. Feiber, Ms. Schoendorf and Sixth MDV Partners, L.L.C disclaims beneficial ownership of such shares, and this report shall not be deemed an admission that the Reporting Person or its managin members are the beneficial owner of such securiteis for Section 16 or any other purpose.
- F2The Series C Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date.
- F3The Series D Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date.
- F4The Series E Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date.
- F5The Series F Convertible Preferred Stock converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date.