SEC Form 4 · accession 0001209191-19-019248
VMWARE, INC. · VMW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Maurizio Carli
Officer — EVP Worldwide Sales & Services
Period of report
Mar 12, 2019
Accepted (ET)
Mar 13, 2019 · 7:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001124610
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Mar 12, 2019 | S | 5,446 | $174.25 | D | 69,908 | D | |
| Class A Common StockF3 | Mar 12, 2019 | A | 48,134 | $0.00 | A | 118,042 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F2Price represents weighted average for sales reported. The range of prices for the sales reported is $174.25 through $174.49.
- F3Amount determined upon satisfaction of performance criteria of a previously awarded performance stock unit award.