SEC Form 4 · accession 0001209191-19-003296
VMWARE, INC. · VMW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sanjay Poonen
Officer — COO, Customer Operations
Period of report
Jan 8, 2019
Accepted (ET)
Jan 10, 2019 · 5:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001124610
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2,F3 | Jan 8, 2019 | S | 3,400 | $145.55 | D | 209,691 | D | |
| Class A Common StockF2,F4,F3 | Jan 8, 2019 | S | 5,056 | $146.27 | D | 204,635 | D | |
| Class A Common StockF3 | Jan 9, 2019 | S | 7,679 | $149.98 | D | 196,956 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Price represents weighted average for sales reported. The range of prices for the sales reported is $145.00 through $146.00.
- F2The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3Reflects equitable adjustment to the number of unvested RSUs as of December 28, 2018 in connection with VMware's special cash dividend. Pursuant to the adjustment, the number of unvested RSUs was multiplied by a conversion factor of 1.2038.
- F4Price represents weighted average for sales reported. The range of prices for the sales reported is $146.02 through $146.63.