SEC Form 4 · accession 0001209191-18-058034
VMWARE, INC. · VMW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick P Gelsinger
Officer — Chief Executive Officer · Director
Period of report
Nov 7, 2018
Accepted (ET)
Nov 9, 2018 · 7:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001124610
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Nov 7, 2018 | M | 25,000 | $84.04 | A | 407,743 | D | |
| Class A Common Stock | Nov 7, 2018 | S | 25,000 | $150.00 | D | 382,743 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right-to-buy)F1 | $84.04 | Nov 7, 2018 | M | 25,000 | D | — | Jul 25, 2020 | Class A Common Stock | 25,000 | 42,516 | D |
Explanation of responses
- F1The option is fully vested.
Remarks
These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.