SEC Form 4 · accession 0001209191-18-049669

VMWARE, INC. · VMW

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Executive Officer · Director

Period of report

Aug 31, 2018

Accepted (ET)

Sep 5, 2018 · 7:13 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001124610

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Class A Common Stock	Aug 31, 2018	G	7,170	$0.00	D	411,923	D
Class A Common Stock^F1	Sep 1, 2018	F	13,199	$153.26	D	398,795	D
Class A Common Stock	Sep 4, 2018	M	25,000	$84.04	A	423,795	D
Class A Common Stock^F2,F3	Sep 4, 2018	S	1,602	$150.69	D	422,193	D
Class A Common Stock^F3,F4	Sep 4, 2018	S	11,594	$151.84	D	410,599	D
Class A Common Stock^F3,F5,F6	Sep 4, 2018	S	11,804	$152.61	D	398,795	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (right-to-buy)^F7	$84.04	Sep 4, 2018	M	25,000	D	—	Jul 25, 2020	Class A Common Stock	25,000	67,516	D

F1Shares withheld by VMware, Inc. to satisfy taxes payable in connection with the vesting of previously awarded restricted stock units.
F2Price represents weighted average for sales reported. The range of prices for the sales reported is $150.23 through $151.20.
F3The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4Price represents weighted average for sales reported. The range of prices for the sales reported is $151.29 through $152.28.
F5Price represents weighted average for sales reported. The range of prices for the sales reported is $152.29 through $152.89.
F671 shares were acquired under the VMware, Inc. Employee Stock Purchase Plan on August 31, 2018.
F7The option is fully vested.