SEC Form 4 · accession 0001209191-18-016088
VMWARE, INC. · VMW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick P Gelsinger
Officer — Chief Executive Officer · Director
Period of report
Feb 28, 2018
Accepted (ET)
Mar 2, 2018 · 8:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001124610
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Feb 28, 2018 | F | 57,706 | $131.75 | D | 399,186 | D | |
| Class A Common StockF3 | Mar 1, 2018 | F | 13,199 | $123.66 | D | 385,987 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld by VMware, Inc. to satisfy taxes payable in connection with the vesting of previously awarded performance stock units.
- F2Includes 148 shares in addition to total amount of shares reported as beneficially owned by the reporting person in prior Form 4 filed on February 28, 2018. 118 shares were acquired under the VMware, Inc. Employee Stock Purchase Plan on February 28, 2018. The remaining 30 shares reflects the correction of a clerical error in adding the number of shares acquired on Feb. 26, 2018 to the total number of shares beneficially owned by the reporting person following the reported transaction.
- F3Shares withheld by VMware, Inc. to satisfy taxes payable in connection with the vesting of previously awarded restricted stock units.