SEC Form 4 · accession 0001209191-18-003300
VMWARE, INC. · VMW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sanjay Poonen
Officer — COO, Customer Operations
Period of report
Jan 9, 2018
Accepted (ET)
Jan 11, 2018 · 7:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001124610
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jan 9, 2018 | M | 10,000 | $87.63 | A | 0 | D | |
| Class A Common StockF1,F2 | Jan 9, 2018 | S | 10,000 | $129.71 | D | 189,391 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right-to-buy)F3 | $87.63 | Jan 9, 2018 | M | 10,000 | D | — | Sep 13, 2020 | Class A Common Stock | 10,000 | 160,325 | D |
Explanation of responses
- F1Price represents weighted average for sales reported. The range of prices for the sales reported is $129.68 through $129.82.
- F2The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3This option is fully vested.