SEC Form 4 · accession 0001209191-17-051764
VMWARE, INC. · VMW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sanjay Poonen
Officer — COO, Customer Operations
Period of report
Sep 1, 2017
Accepted (ET)
Sep 6, 2017 · 6:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001124610
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Sep 1, 2017 | F | 12,145 | $107.48 | D | 193,908 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld by VMware, Inc. to satisfy taxes payable in connection with the vesting of previously awarded restricted stock units.
- F2101 shares were acquired under the VMware, Inc. Employee Stock Purchase Plan on July 31, 2017.