SEC Form 4 · accession 0001209191-17-034756
VMWARE, INC. · VMW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael W Brown
Director
Period of report
May 19, 2017
Accepted (ET)
May 23, 2017 · 7:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001124610
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | May 19, 2017 | M | 6,000 | $60.34 | A | 0 | D | |
| Class A Common StockF1 | May 19, 2017 | F | 3,913 | $92.52 | D | 47,311 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right-to-buy)F2 | $60.34 | May 19, 2017 | M | 6,000 | D | — | May 21, 2017 | Class A Common Stock | 6,000 | 0 | D |
Explanation of responses
- F1Shares withheld by VMware, Inc. to satisfy exercise price in connection with Mr. Brown's stock option exercise.
- F21,500 shares vested on each of August 21, 2010, November 21, 2010, February 21, 2011 and May 21, 2011.