SEC Form 4 · accession 0001209191-17-017021
VMWARE, INC. · VMW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
S. Dawn Smith
Officer — Senior VP, Chief Legal Officer
Period of report
Feb 28, 2017
Accepted (ET)
Mar 2, 2017 · 9:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001124610
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Feb 28, 2017 | F | 2,966 | $89.89 | D | 58,280 | D | |
| Class A Common StockF2 | Mar 1, 2017 | F | 5,903 | $90.76 | D | 52,377 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld by VMware, Inc. to satisfy taxes payable in connection with the vesting of previously awarded performance stock units.
- F2Shares withheld by VMware, Inc. to satisfy taxes payable in connection with the vesting of previously awarded restricted stock units.