SEC Form 4 · accession 0001209191-17-010845
VMWARE, INC. · VMW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
S. Dawn Smith
Officer — Senior VP, Chief Legal Officer
Period of report
Feb 10, 2017
Accepted (ET)
Feb 14, 2017 · 7:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001124610
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Feb 10, 2017 | A | 7,806 | $0.00 | A | 62,018 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Amount determined upon satisfaction of performance criteria of previously awarded performance stock unit awards.
- F2193 shares were acquired under the VMware, Inc. Employee Stock Purchase Plan on January 31, 2017.