SEC Form 4 · accession 0001209191-16-140278
VMWARE, INC. · VMW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sanjay Poonen
Officer — EVP, GM, EUC, Head Global Mktg
Period of report
Sep 1, 2016
Accepted (ET)
Sep 6, 2016 · 7:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001124610
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Sep 1, 2016 | F | 4,321 | $73.78 | D | 156,129 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld by VMware, Inc. to satisfy taxes payable in connection with the vesting of previously awarded restricted stock units.
- F2193 shares were acquired under the VMware, Inc. Employee Stock Purchase Plan on July 31, 2016.