SEC Form 4 · accession 0001209191-16-124393
VMWARE, INC. · VMW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael W Brown
Director
Period of report
May 26, 2016
Accepted (ET)
May 31, 2016 · 4:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001124610
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | May 26, 2016 | A | 4,796 | $0.00 | A | 42,237 | D | |
| Class A Common Stock | May 27, 2016 | M | 6,000 | $29.95 | A | 0 | D | |
| Class A Common StockF1 | May 27, 2016 | F | 3,013 | $59.63 | D | 45,224 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right-to-buy)F2 | $29.95 | May 27, 2016 | M | 6,000 | D | — | May 27, 2016 | Class A Common Stock | 6,000 | 0 | D |
Explanation of responses
- F1Shares withheld by VMware, Inc. to satisfy exercise price in connection with Mr. Brown's stock option exercise.
- F21,500 shares vested on each of August 27, 2009, November 27, 2009, February 27, 2010 and May 27, 2010.