SEC Form 4 · accession 0001209191-15-078216
VMWARE, INC. · VMW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
S. Dawn Smith
Officer — Senior VP and General Counsel
Period of report
Nov 1, 2015
Accepted (ET)
Nov 3, 2015 · 8:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001124610
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Nov 1, 2015 | F | 362 | $60.15 | D | 26,806 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld by VMware, Inc. to satisfy taxes payable in connection with the vesting of previously awarded restricted stock units.
- F2114 shares were acquired under the VMware, Inc. Employee Stock Purchase Plan on July 31, 2015.