SEC Form 4 · accession 0001209191-15-043986
VMWARE, INC. · VMW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael W Brown
Director
Period of report
May 14, 2015
Accepted (ET)
May 18, 2015 · 7:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001124610
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | May 14, 2015 | M | 6,000 | $66.32 | A | 0 | D | |
| Class A Common StockF1 | May 14, 2015 | F | 4,524 | $87.94 | D | 34,476 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right-to-buy)F2 | $66.32 | May 14, 2015 | M | 6,000 | D | — | May 14, 2015 | Class A Common Stock | 6,000 | 0 | D |
Explanation of responses
- F1Shares withheld by VMware, Inc. to satisfy exercise price in connection with Mr. Brown's stock option exercise.
- F21,500 shares vested on each of August 14, 2008, November 14, 2008, February 14, 2009 and May 14, 2009.