SEC Form 4 · accession 0001209191-15-042473
VMWARE, INC. · VMW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rangarajan (Raghu) Raghuram
Officer — EVP, General Manager, SDDCD
Period of report
May 11, 2015
Accepted (ET)
May 13, 2015 · 6:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001124610
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | May 11, 2015 | M | 3,125 | $30.80 | A | 0 | D | |
| Class A Common Stock | May 11, 2015 | S | 3,125 | $88.40 | D | 149,659 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right-to-buy)F1 | $30.80 | May 11, 2015 | M | 3,125 | D | — | Jun 15, 2015 | Class A Common Stock | 3,125 | 0 | D |
Explanation of responses
- F1This option, representing a right to purchase 25,000 shares of Class A Common Stock, became exercisable as to 25% of the shares on June 1, 2010. Thereafter, the remaining 75% of the option vested in equal monthly installments over three years.