SEC Form 4 · accession 0001209191-15-017360
VMWARE, INC. · VMW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John R Egan
Director
Period of report
Feb 19, 2015
Accepted (ET)
Feb 23, 2015 · 5:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001124610
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Feb 19, 2015 | M | 6,000 | $60.34 | A | 0 | D | |
| Class A Common Stock | Feb 19, 2015 | M | 6,000 | $29.95 | A | 0 | D | |
| Class A Common StockF1,F2 | Feb 19, 2015 | S | 12,000 | $84.66 | D | 11,862 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right-to-buy)F3 | $60.34 | Feb 19, 2015 | M | 6,000 | D | — | May 21, 2017 | Class A Common Stock | 6,000 | 0 | D |
| Stock Option (right-to-buy)F4 | $29.95 | Feb 19, 2015 | M | 6,000 | D | — | May 27, 2019 | Class A Common Stock | 6,000 | 0 | D |
Explanation of responses
- F1Price represents weighted average for sales reported. The range of prices for the sales reported is $84.63 through $84.75.
- F2The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F31,500 shares vested on each of August 21, 2010, November 21, 2010, February 21, 2011 and May 21, 2011.
- F41,500 shares vested on each of August 27, 2009, November 27, 2009, February 27, 2010 and May 27, 2010.