SEC Form 4 · accession 0001144204-18-015048
Cryoport, Inc. · CYRX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jerrell Shelton
Officer — Chief Executive Officer · Director
Period of report
Mar 13, 2018
Accepted (ET)
Mar 15, 2018 · 9:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001124524
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 13, 2018 | X | 80,558 | $3.57 | A | 267,819 | D | |
| Common Stock | Mar 13, 2018 | S | 29,257 | $9.83 | D | 238,562 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant to purchase common stock | $3.57 | Mar 13, 2018 | X | 80,558 | D | Jan 30, 2016 | Jul 29, 2020 | Common Stock | 80,558 | 0 | D |
Explanation of responses
- F1The last Form 4 reporting a transaction of common stock filed on August 30, 2016 erroneously did not take into account the 1-for-12 reverse stock split effective as of May 19, 2015. The number included here has been updated to reflect such reverse stock split.
- F2The reporting person exercised a warrant to purchase 80,558 shares for $3.57 per share. The reporting person paid the exercise price on a cashless basis, resulting in the Company's withholding of 29,257 shares to pay the exercise price and issuing to the reporting person the remaining 51,301 shares.