SEC Form 4 · accession 0001144204-15-067900
Cryoport, Inc. · CYRX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard G Rathmann
Director
Period of report
Nov 20, 2015
Accepted (ET)
Nov 24, 2015 · 9:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001124524
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to purchase common stockF2,F1 | $3.06 | Nov 20, 2015 | A | 80,000 | A | — | Aug 19, 2025 | Common Stock | 80,000 | 296,387 | D |
Explanation of responses
- F11/48 of the options vest on the 19th of each month for forty-eight months beginning on 8/19/2015.
- F2Includes direct ownership of options to purchase 127,502 shares of common stock and warrants to purchase 42,478 shares of common stock. Also includes indirect ownership by GBR Investments, LLC of warrants to purchase 126,407 shares of common stock. The reporting person may be deemed to share beneficial ownership of the securities held by GBR Investments, LLC by virtue of his status as manager of GBR Investments, LLC. The reporting person disclaims beneficial ownership of such securities, except as to the extent of his pecuniary interest therein.