SEC Form 4 · accession 0001209191-18-018359
FLUOR CORP · FLR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Taco De Haan
Officer — Group President
Period of report
Mar 6, 2018
Accepted (ET)
Mar 8, 2018 · 8:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001124198
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 6, 2018 | M | 4,694 | — | A | 20,096 | D | |
| Common Stock | Mar 6, 2018 | F | 2,440 | $57.57 | D | 17,656 | D | |
| Common Stock | Mar 6, 2018 | F | 1,298 | $57.57 | D | 16,358 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance RightsF2,F5 | — | Mar 6, 2018 | M | 4,445 | D | — | — | Common Stock | 4,445 | 0 | D |
Explanation of responses
- F1This amount includes 249 shares acquired through deemed dividend reinvestment upon vesting of performance rights.
- F2Each performance right represents a contingent right to receive one share (or the cash equivalent of one share) of Fluor common stock.
- F3In connection with the vesting of 4,445 performance rights and the issuance of related dividend shares on 03/06/2018, the Issuer has withheld 2,440 shares of common stock to satisfy the resulting tax withholding obligation. The withholding of these shares occurred automatically upon the vesting of the restricted stock units, and as such, no investment decision was made by the Reporting Person in connection with this transfer.
- F4In connection with the vesting of 2,496 restricted stock units held by the Reporting Person on 03/06/2018, the Issuer has withheld 1,298 shares of common stock to satisfy the resulting tax withholding obligation. The withholding of these shares occurred automatically upon the vesting of the restricted stock units, and as such, no investment decision was made by the Reporting Person in connection with this transfer.
- F5The performance rights vested on March 6, 2018.