SEC Form 4 · accession 0001209191-18-018350
FLUOR CORP · FLR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Matthew J McSorley
Officer — Executive Vice President
Period of report
Mar 6, 2018
Accepted (ET)
Mar 8, 2018 · 8:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001124198
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 6, 2018 | M | 4,694 | — | A | 26,172 | D | |
| Common Stock | Mar 6, 2018 | F | 1,144 | $57.57 | D | 25,028 | D | |
| Common Stock | Mar 6, 2018 | F | 394 | $57.57 | D | 24,634 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance RightsF2,F5 | — | Mar 6, 2018 | M | 4,445 | D | — | — | Common Stock | 4,445 | 0 | D |
Explanation of responses
- F1This amount includes 249 shares acquired through deemed dividend reinvestment upon vesting of performance rights.
- F2Each performance right represents a contingent right to receive one share (or the cash equivalent of one share) of Fluor common stock.
- F3In connection with the vesting of 4,445 performance rights and the issuance of related dividend shares held by the Reporting Person on 03/06/2018, the Issuer has withheld 1,144 shares of common stock to satisfy the resulting tax withholding obligation. The withholding of these shares occurred automatically upon the vesting of the restricted stock units, and as such, no investment decision was made by the Reporting Person in connection with this transfer.
- F4In connection with the vesting of 1,614 stock units held by the Reporting Person on 03/06/2018, the Issuer has withheld 394 shares of common stock to satisfy the resulting tax withholding obligation. The withholding of these shares occurred automatically upon the vesting of the restricted stock units, and as such, no investment decision was made by the Reporting Person in connection with this transfer.
- F5The performance rights vested on March 6, 2018.