SEC Form 4 · accession 0001209191-17-000888
FLUOR CORP · FLR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nader Hamad Sultan
Director
Period of report
Dec 30, 2016
Accepted (ET)
Jan 4, 2017 · 4:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001124198
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 30, 2016 | M | 2,184 | $52.52 | A | 12,180 | D | |
| Common Stock | Dec 30, 2016 | D | 2,184 | $52.52 | D | 9,996 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF2,F1 | — | Dec 30, 2016 | M | 2,184 | D | Dec 30, 2016 | Dec 30, 2016 | Common Stock | 2,184 | 9,226 | D |
Explanation of responses
- F1These phantom units were acquired under the Fluor Corporation 409A Director Deferred Compensation Program (the "Program") and were settled in cash pursuant to the reporting person's distribution election under the Program.
- F2Each phantom stock unit is the economic equivalent of one share of Fluor common stock.