SEC Form 4 · accession 0001209191-19-014811
EXACT SCIENCES CORP · EXAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Stenhouse
Officer — President, Cologuard
Period of report
Feb 26, 2019
Accepted (ET)
Feb 28, 2019 · 8:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001124140
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 500 | D | ||
| Common Stock | holding | — | — | — | 163 | I | Held in 401(K) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $92.62 | Feb 26, 2019 | A | 10,786 | A | Feb 26, 2020 | Feb 26, 2029 | Common Stock | 10,786 | 10,786 | D |
| Restricted Stock UnitsF3,F4 | — | Feb 26, 2019 | A | 13,051 | A | — | — | Common Stock | 13,051 | 13,051 | D |
Explanation of responses
- F1In addition to the shares of Common Stock reported on this Form 4, which total 663 shares, Mr. Stenhouse also holds, in the aggregate, an additional 98,837 vested and unvested options to purchase shares of Common Stock and restricted stock units, with each restricted stock unit representing a contingent right to receive one share of Common Stock.
- F2These options vest and become exercisable in four equal annual installments beginning on the first anniversary of the grant date.
- F3Each restricted stock unit represents a contingent right to receive one share of common stock.
- F4These restricted stock units vest in four equal annual installments beginning on the first anniversary of the grant date.