SEC Form 4 · accession 0001209191-19-013659

EXACT SCIENCES CORP · EXAS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Financial Officer

Period of report

Feb 23, 2019

Accepted (ET)

Feb 26, 2019 · 5:34 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001124140

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Feb 23, 2019	M	9,300	$0.00	A	42,511	D
Common Stock^F2,F3	Feb 25, 2019	S	4,445	$90.551	D	38,066	D
Common Stock	holding	—	—		—	960	I	Held in 401(K) Plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F4,F5	—	Feb 23, 2019	M	9,300	D	—	—	Common Stock	9,300	18,600	D

F1Represents shares of common stock received upon vesting of a restricted stock unit award on February 23, 2019.
F2Represents shares sold pursuant to a Sell-to-Cover Rule 10b5-1 Plan to pay withholding taxes due in connection with the vesting of certain restricted stock units on February 23, 2019.
F3In addition to the shares of Common Stock reported on this Form 4, which total 39,026 shares, Mr. Elliott also holds, in the aggregate, an additional 157,900 vested and unvested options to purchase shares of Common Stock and restricted stock units, with each restricted stock unit representing a contingent right to receive one share of Common Stock.
F4Each restricted stock unit represents a contingent right to receive one share of common stock.
F5Represents a restricted stock unit award granted on February 23, 2017 that partially vested on February 23, 2019. The restricted stock units vest in four equal annual installments beginning on February 23, 2018.