SEC Form 4 · accession 0001209191-18-058566
EXACT SCIENCES CORP · EXAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin T Conroy
Officer — President and CEO · Director
Period of report
Nov 12, 2018
Accepted (ET)
Nov 14, 2018 · 5:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001124140
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 30, 2018 | A | 3,572 | $5.95 | A | 886,011 | D | |
| Common StockF2 | Nov 12, 2018 | M | 163,514 | $0.83 | A | 1,049,525 | D | |
| Common StockF3,F4 | Nov 12, 2018 | S | 163,514 | $69.00 | D | 886,011 | D | |
| Common Stock | holding | — | — | — | 25,580 | I | Held in 401(K) Plan | |
| Common Stock | holding | — | — | — | 65,189 | I | Held in Grantor Retained Annuity Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $0.83 | Nov 12, 2018 | M | 163,514 | D | Mar 18, 2013 | Mar 18, 2019 | Common Stock | 163,514 | 0 | D |
Explanation of responses
- F1Represents shares purchased through Employee Stock Purchase Plan.
- F2Represents shares of common stock received upon exercise of a stock option award.
- F3The sales reported in this field were effected pursuant to a previously announced Rule 10b5-1 trading plan adopted by the reporting person on September 5, 2018.
- F4In addition to the shares of Common Stock reported on this Form 4, which total 976,780 shares, Mr. Conroy also holds, in the aggregate, an additional 1,177,508 vested and unvested options to purchase shares of Common Stock and restricted stock units, with each restricted stock unit representing a contingent right to receive one share of Common Stock.