SEC Form 4 · accession 0001209191-18-014729
EXACT SCIENCES CORP · EXAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey Thomas Elliott
Officer — Chief Financial Officer
Period of report
Feb 27, 2018
Accepted (ET)
Feb 28, 2018 · 7:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001124140
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 21,012 | D | ||
| Common Stock | holding | — | — | — | 781 | I | Held in 401(K) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $44.37 | Feb 27, 2018 | A | 16,700 | A | Feb 28, 2019 | Feb 28, 2028 | Common Stock | 16,700 | 16,700 | D |
| Restricted Stock UnitsF2,F3 | — | Feb 27, 2018 | A | 20,100 | A | — | — | Common Stock | 20,100 | 20,100 | D |
Explanation of responses
- F1These options vest and become exercisable in four equal annual installments beginning on the first anniversary of the grant date.
- F2Each restricted stock unit represents a contingent right to receive one share of common stock.
- F3These restricted stock units vest in four equal annual installments beginning on the first anniversary of the grant date.