SEC Form 4 · accession 0001209191-18-002086

EXACT SCIENCES CORP · EXAS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SVP and General Counsel

Period of report

Jan 2, 2018

Accepted (ET)

Jan 4, 2018 · 5:32 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001124140

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Oct 31, 2017	A	1,682	$5.95	A	37,558	D
Common Stock^F2	Jan 2, 2018	M	4,687	$0.00	A	42,245	D
Common Stock^F3	Jan 3, 2018	S	1,665	$52.537	D	40,580	D
Common Stock	holding	—	—		—	3,363	I	Held in 401(K) Account

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F4,F5	—	Jan 2, 2018	M	4,687	D	—	—	Common Stock	4,687	18,750	D

F1Represents shares purchased through Employee Stock Purchase Plan.
F2Represents shares of common stock received upon vesting of a restricted stock unit award on December 31, 2017 and delivered on January 2, 2018.
F3Represents shares sold pursuant to a Sell-to-Cover Rule 10b5-1 Plan to pay withholding taxes due in connection with the vesting of certain restricted stock units on December 31, 2017.
F4Each restricted stock unit represents a contingent right to receive one share of common stock.
F5Represents a restricted stock unit award granted on January 1, 2015 that partially vested on December 31, 2017 and which shares were delivered on January 2, 2018. The restricted stock units vest as follows: one-quarter on the first anniversary of the grant date and the balance in equal quarterly installments over the three year period beginning on the one-year anniversary of the grant date.