SEC Form 4 · accession 0001209191-17-050740
EXACT SCIENCES CORP · EXAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Thompson
Director
Period of report
Aug 28, 2017
Accepted (ET)
Aug 30, 2017 · 4:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001124140
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 28, 2017 | M | 19,168 | $3.43 | A | 163,140 | D | |
| Common Stock | Aug 28, 2017 | M | 7,667 | $3.43 | A | 170,807 | D | |
| Common Stock | Aug 28, 2017 | M | 15,772 | $8.52 | A | 186,579 | D | |
| Common Stock | Aug 28, 2017 | M | 5,257 | $8.52 | A | 191,836 | D | |
| Common Stock | Aug 28, 2017 | M | 4,608 | $10.18 | A | 196,444 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $3.43 | Aug 28, 2017 | M | 19,168 | D | — | Jul 16, 2020 | Common Stock | 19,168 | 0 | D |
| Stock Option (right to buy) | $3.43 | Aug 28, 2017 | M | 7,667 | D | Jul 16, 2011 | Jul 16, 2020 | Common Stock | 7,667 | 0 | D |
| Stock Option (right to buy)F2 | $8.52 | Aug 28, 2017 | M | 15,772 | D | — | Jul 28, 2021 | Common Stock | 15,772 | 0 | D |
| Stock Option (right to buy) | $8.52 | Aug 28, 2017 | M | 5,257 | D | Jul 28, 2012 | Jul 28, 2021 | Common Stock | 5,257 | 0 | D |
| Stock Option (right to buy) | $10.18 | Aug 28, 2017 | M | 4,608 | D | Jul 26, 2013 | Jul 26, 2022 | Common Stock | 4,608 | 0 | D |
Explanation of responses
- F1This option vested in three equal annual installments beginning on July 16, 2011.
- F2This option vested in three equal annual installments beginning on July 28, 2012.