SEC Form 4 · accession 0001209191-17-020338
EXACT SCIENCES CORP · EXAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin T Conroy
Officer — President and CEO · Director
Period of report
Mar 9, 2017
Accepted (ET)
Mar 13, 2017 · 7:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001124140
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 9, 2017 | M | 24,400 | $0.00 | A | 829,298 | D | |
| Common Stock | holding | — | — | — | 24,990 | I | Held in 401(K) Account | |
| Common Stock | holding | — | — | — | 65,189 | I | Held in Grantor Retained Annuity Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Mar 9, 2017 | M | 24,400 | D | — | — | Common Stock | 24,400 | 48,800 | D |
Explanation of responses
- F1Represents shares of common stock received upon vesting of a restricted stock unit award.
- F2Each restricted stock unit represents a contingent right to receive one share of common stock.
- F3Represents a restricted stock unit award granted on March 9, 2015 that partially vested on March 9, 2017. The restricted stock units vest in four equal annual installments beginning on March 9, 2016.