SEC Form 4 · accession 0001209191-16-088672
EXACT SCIENCES CORP · EXAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John K Bakewell
Officer — Chief Financial Officer
Period of report
Jan 1, 2016
Accepted (ET)
Jan 5, 2016 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001124140
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jan 1, 2016 | A | 238,095 | A | — | — | Common Stock | 238,095 | 238,095 | D |
| Restricted Stock UnitsF1,F3 | — | Jan 1, 2016 | A | 14,175 | A | — | — | Common Stock | 14,175 | 14,175 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of common stock.
- F2These restricted stock units vest as follows: one-quarter on the first anniversary of the grant date and the balance in equal quarterly installments over the three year period beginning on the one year anniversary of the grant date.
- F3These restricted stock units vest on the first anniversary of the grant date.