SEC Form 3 · accession 0001437749-17-011434
SENOMYX INC · SNMX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Carl Humphrey
Officer — Vice President, Finance
Period of report
Jun 9, 2017
Accepted (ET)
Jun 16, 2017 · 5:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001123979
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 264,415 | D | ||
| Common Stock | holding | — | — | — | 85,765 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $1.88 | holding | — | — | — | — | Aug 14, 2022 | Common Stock | 4,687 | — | D |
| Stock Option (right to buy)F2 | $2.36 | holding | — | — | — | — | Mar 18, 2023 | Common Stock | 1,353 | — | D |
| Stock Option (right to buy)F3 | $9.78 | holding | — | — | — | — | Feb 17, 2024 | Common Stock | 18,000 | — | D |
| Stock Option (right to buy)F4 | $4.41 | holding | — | — | — | — | Mar 15, 2025 | Common Stock | 14,700 | — | D |
| Stock Option (right to buy)F5 | $2.97 | holding | — | — | — | — | Mar 14, 2026 | Common Stock | 14,100 | — | D |
| Stock Option (right to buy)F6 | $1.02 | holding | — | — | — | — | Mar 14, 2027 | Common Stock | 21,000 | — | D |
| Stock Option (right to buy)F7 | $0.87 | holding | — | — | — | — | Jun 14, 2027 | Common Stock | 56,000 | — | D |
Explanation of responses
- F1The stock option was granted on 8/15/2012. The option vests over four years with 1/4 of the total number of shares subject to the option vesting on the first anniversary of the date of grant and 1/48th of the total number of shares subject to the option vesting monthly thereafter, until fully vested on 8/15/2016.
- F2The stock option was granted on 3/19/2013. The option vests over four years with 1/4 of the total number of shares subject to the option vesting on the first anniversary of the date of grant and 1/48th of the total number of shares subject to the option vesting monthly thereafter, until fully vested on 3/19/2017.
- F3The stock option was granted on 2/18/2014. The option vests over four years with 1/4 of the total number of shares subject to the option vesting on the first anniversary of the date of grant and 1/48th of the total number of shares subject to the option vesting monthly thereafter, until fully vested on 2/18/2018.
- F4The stock option was granted on 3/16/2015. The option vests over four years with 1/4 of the total number of shares subject to the option vesting on the first anniversary of the date of grant and 1/48th of the total number of shares subject to the option vesting monthly thereafter, until fully vested on 3/16/2019.
- F5The stock option was granted on 3/15/2016. The option vests over four years with 1/4 of the total number of shares subject to the option vesting on the first anniversary of the date of grant and 1/48th of the total number of shares subject to the option vesting monthly thereafter, until fully vested on 3/15/2020.
- F6The stock option was granted on 3/15/2017. The option vests over four years with 1/4 of the total number of shares subject to the option vesting on the first anniversary of the date of grant and 1/48th of the total number of shares subject to the option vesting monthly thereafter, until fully vested on 3/15/2021.
- F7The stock option was granted on 6/15/2017. The option vests over four years with 1/4 of the total number of shares subject to the option vesting on the first anniversary of the date of grant and 1/48th of the total number of shares subject to the option vesting monthly thereafter, until fully vested on 6/15/2021.