SEC Form 4 · accession 0001055798-15-000001
BAB, INC. · BABB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael W Evans
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Jan 20, 2015
Accepted (ET)
Jan 20, 2015 · 4:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001123596
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 20, 2015 | G | 31,111 | $0.00 | D | 1,463,579 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1One adult child is no longer in shareholder's primary residence so shares previously gifted to child are no longer under shareholder's direct control.
- F231,111 shares were previously gifted of 11,111 and 20,000 on 10/19/2005 and 12/22/2009, respectively.